http://www.simone.it/newdiz/newdiz.php ? Dictionary & action = view & id = 34 = 6
intermediary between those who, investors or speculators, intend to buy or sell negotiable securities on the Stock Exchange.
In the past, the stockbroker was a key figure for the operation of the Stock Exchange as the only person entitled to the trading of securities on regulated markets (see).
in 1991 were authorized for trading on the Stock Exchange also SIM (v.), who were enabled to make use of its employees or agents of change in 1996 that right has been extended to investment firms (see) and banks (v ..)
since 1991 are no longer tests for the banned practice as a stockbroker, but continue to operate those in charge before the reform (now a few dozen).
Finally, the Consolidated Financial (Decree 58/1998) has ordered the dissolution of the professional associations of brokers, with the exception of those in Rome and Milan, and termination from the register upon the completion of his seventieth birthday.
Giancarlo Rossi
Role of Special Agents of Change Publishing
roles "unique" and "special" agents for change in the professional members. Are inserted in the "unique role" those engaged directly with the activity of the modalities of professionals. Are entered in the "special role" those who act as shareholder, director, auditor, officer, employee or partner in brokerage firm and wish to maintain the status of Stockbrokers.
http://www.dt.tesoro.it/it/regolamentazione_settore_finanziario/servizi_attivita_investimento/ruolo_speciale_agenti_cambio.html
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